logo
  • FINRA Series-7 Dumps

FINRA Series-7 Dumps

General Securities Representative Qualification Examination (GS)
    EXAM CODE : Series-7

    UPDATION DATE : 2023-03-28

    TOTAL QUESTIONS : 400

    UPDATES : UPTO 3 MONTHS

    GUARANTEE : 100% PASSING GUARANTEE

PDF + TEST ENGINE

$65 $84.5

TEST ENGINE Demo

$55 $71.5

PDF ONLY Demo

$45 $58.5

BEST FINRA Series-7 DUMPS - PASS YOUR EXAM IN FIRST ATTEMPT

Series-7 exam has grabbed the interest of IT students with its rising need and importance in the field. In spite of being a hard core IT exam, it can easily be passed with the help of Series-7 dumps material.This highly demanded and results-producing authentic dumps material can be obtained from Exam4help.com. When you will prepare under the guidance of veterans by using additional facilitating services, your certification is stamped with success.

As a favor to our students, we have availed free of cost demo version for quick quality check before going forward. You get here trust, find satisfaction and meet your success with expertly verified Series-7 questions answer. You can download PDF study guide right now at very cheap and attractive price and pursue your career with fast pace. Further, it is the place where you get money back guarantee in case of, though not expected, unfortunate happening and you fail to get your desired result in your final exam. In short, you are promised for definite success with student-friendly preparatory solutions. Just join our hands and leap for your successful career.

Sample Questions

Question 1

Bubba held one XYZ July 30 listed call option when XYZ split 2 for 1. 
What is the resulting position, Bubba has on the Option Clearing Corporation’s record?

A. long one XYZ July 30 call 


B. long one XYZ July 30 call and short one XYZ July 30 call 


C. long two XYZ July 30 calls 


D. long two XYZ July 15 calls 


ANSWER : D

Question 2

A public offering by an investment banker in which any securities not sold are returned to the issuer is known as:

A. a firm commitment 


B. a best efforts offering 


C. an all or none offering 


D. a contingency offering 


ANSWER : B

Question 3

Municipal syndicate allocation procedures are described in which of the following?

A. underwriting agreement 


B. syndicate account letter 


C. agreement among the underwriters 


D. official statement 


ANSWER : B

Question 4

Regulation T is set at 50%. Bubba’s account contains long positions in the following securities with the prices listed: 100 ABC $30 200 XYZ $70 200 QBB $40 200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
What is the buying power in Bubba’s account?

A. $3,000 


B. $6,000 


C. $11,000 


D. $0 


ANSWER : B

Question 5

When depositors withdraw money from savings institutions to invest in US treasury securities, this is called:

A. the multiplier effect 


B. disintermediation 


C. reverse repo 


D. open market operations 


ANSWER : B

Related exams

Series-7